Unclaimed
Stephen Hanvey is a financial advisor with Raymond James Financial Services Advisors, Inc. Stephen is a Registered Representative and Investment Advisor Representative with over 28 years of experience in the financial services industry. Stephen is registered to provide investment advice in over 30 states. Stephen has been with Raymond James since 2009, and has been working in the industry since 1993. Stephen specializes in providing financial advice to individuals, businesses, and institutions. Stephen is committed to helping clients reach their financial goals through a variety of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (AUSTIN TX)
NY
12/07/1993 - 01/22/1996
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 12/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1990
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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