Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jay Kaufman is a financial advisor with Vanderbilt Advisory Services. Stephen has been in the industry since October 2, 1993. Stephen is registered with the following states: Connecticut, Florida, New Jersey, New York. He has been associated with Vanderbilt Advisory Services since August 2016, and previously worked for LPL Financial LLC. Stephen has a Series 63, Series 65, Series 7, Series 9, Series 10, and SIE license. Stephen's firm, Vanderbilt Advisory Services, is a registered investment advisor firm with approximately $1 billion to $10 billion in assets under management. The firm provides financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
09/22/2016 - Present
Vanderbilt Advisory Services (FREEHOLD NJ)
NJ
01/24/2011 - 08/10/2016
LPL FINANCIAL LLC (FREEHOLD NJ)
NJ
02/11/2005 - 01/25/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (FREEHOLD NJ)
NJ
02/22/1994 - 02/23/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
09/21/1993 - 03/04/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 06/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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