Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jay Hardisty is a financial professional with over 30 years of experience in the industry. Stephen currently works at Equitable Advisors, LLC and is registered to provide investment advice in California, Idaho, and Nevada. Stephen has a strong track record of providing financial guidance to individuals, businesses, and charitable organizations. Stephen has previously worked with several other firms, including Metropolitan Life Insurance Company, Pruco Securities Corporation, and 1717 Capital Management Company. Stephen is committed to helping clients achieve their financial goals through a personalized approach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/06/2007 - Present
Equitable Advisors, LLC (WALNUT CREEK CA)
CA
03/03/2006 - 06/06/2007
1717 CAPITAL MANAGEMENT COMPANY (WALNUT CREEK CA)
MA
09/05/2001 - 03/13/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/05/2001 - 03/13/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
07/09/1990 - 08/24/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/09/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/06/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Hardisty is the right advisor for you? Invested Better is here to help.
