Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jay Hall is a financial advisor with Athene Securities, LLC. Stephen is registered with FINRA and the state of Iowa and holds the Series 7, 6, and 63 securities licenses as well as the SIE exam. Stephen has been in the securities industry since March 6, 2007. Prior to joining Athene Securities, LLC, Stephen worked for PROEQUITIES, INC. in Birmingham, AL, CAPITAL BROKERAGE CORPORATION in Glen Allen, VA, and DWS INVESTMENTS DISTRIBUTORS, INC in Chicago, IL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/18/2017 - Present
Athene Securities, LLC (WEST DES MOINES IA)
AL
05/31/2016 - 05/09/2017
PROEQUITIES, INC. (BIRMINGHAM AL)
VA
05/09/2011 - 04/04/2016
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
11/14/2008 - 01/25/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
09/11/2006 - 10/27/2008
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
BC
Issued 09/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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