Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gibbs is a financial advisor with over 39 years of experience in the industry. Stephen Gibbs is a registered representative of LPL Financial LLC in both Illinois and Texas. Stephen Gibbs holds a Series 6, 7, 24, 63 and 65 licenses and is a registered Investment Advisor in Illinois and Texas. Stephen Gibbs joined LPL Financial LLC in February 2009, and prior to that he was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Before that, Stephen Gibbs was with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
09/22/2016 - Present
LPL Financial LLC (EDWARDS IL)
IL
07/16/2004 - 03/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEORIA IL)
NY
05/01/1984 - 07/21/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/01/1984 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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