Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen James Zarubnicky is a financial advisor who has been working in the industry since August 24, 2006. Stephen is currently registered with Hennion & Walsh Asset Management, Inc. and has been with the firm since February 25, 2011. Prior to that, Stephen worked at Morgan Stanley Smith Barney and Diversified Investors Securities Corp. Stephen has a broad range of experience and holds various licenses and registrations including the Series 6, 7, 31, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/25/2011 - Present
Hennion & Walsh Asset Management, Inc. (PARSIPPANY NJ)
NJ
01/01/2010 - 02/11/2011
MORGAN STANLEY SMITH BARNEY (RIDGEWOOD NJ)
NY
06/14/2006 - 11/03/2009
DIVERSIFIED INVESTORS SECURITIES CORP. (PURCHASE NY)
BOTH
Issued 02/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/31/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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