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Stephen James Viscovich

Apollo Global Securities, LLC

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About Stephen James Viscovich

Stephen Viscovich is a financial advisor with Apollo Global Securities, LLC. He is based in New York, NY. Stephen has been in the industry since 1999. He holds the Series 63, 7, 24 and SIE licenses and the Series 79TO exam. His most recent employment was with Credit Suisse Securities (USA) LLC in New York, NY, ending on February 15, 2023. Stephen is registered with the state of New York.

Firm Information

Stephen Viscovich is currently registered with Apollo Global Securities, LLC. Apollo Global Securities, LLC is a Limited Liability Company formed in 2010. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Viscovich’s Registration & Firm History

NY

02/09/2023 - Present

Apollo Global Securities, LLC (New York NY)

NY

11/21/2000 - 02/15/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/13/1998 - 07/26/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen James Viscovich.
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