Unclaimed
Stephen Viscovich is a financial advisor with Apollo Global Securities, LLC. He is based in New York, NY. Stephen has been in the industry since 1999. He holds the Series 63, 7, 24 and SIE licenses and the Series 79TO exam. His most recent employment was with Credit Suisse Securities (USA) LLC in New York, NY, ending on February 15, 2023. Stephen is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
11/21/2000 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/13/1998 - 07/26/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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