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Stephen James Short

Transamerica Financial Advisors, Inc.

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About Stephen James Short

Stephen Short is a financial advisor who has been working in the industry since 2020. Stephen is registered with Transamerica Financial Advisors, Inc. in Ontario, CA. Stephen offers a variety of services to individuals and businesses, including portfolio management. Stephen's focus is on retirement planning and estate planning, as well as helping clients with their investments. Stephen has a Series 63 and 65 license. Stephen is committed to providing clients with the highest level of service and advice.

Firm Information

Stephen Short is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Short’s Registration & Firm History

CA

03/29/2022 - Present

Transamerica Financial Advisors, Inc. (Ontario CA)

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Licenses & Designations

BC

Issued 07/28/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/19/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/05/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen James Short. Review regulatory record here.
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