Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Resch has over 20 years of experience in the financial services industry. Stephen is a registered Investment Advisor Representative in Tennessee with Resch Financial Group, LLC, a firm that offers financial planning and portfolio management services. Before joining Resch Financial Group, Stephen was a registered representative with Securities America, Inc. and previously held positions at National Planning Corporation, Jefferson Pilot Securities Corporation, Polaris Financial Services, Inc., Main Street Management Company, T.E. Desmond Co., First Investors Corporation and Rochester Fund Distributors. Stephen specializes in financial planning for individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TN
11/28/2023 - Present
Resch Financial Group (THOMPSONS STATION TN)
TN
10/30/2017 - 12/31/2023
SECURITIES AMERICA, INC. (THOMPSONS STATIONS TN)
TN
03/31/2006 - 11/01/2017
NATIONAL PLANNING CORPORATION (THOMPSONS STATION TN)
IN
07/08/2000 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NH
01/11/1995 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MA
10/20/1994 - 12/10/1994
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
CT
05/21/1987 - 07/25/1994
T. E. DESMOND CO. (HARTFORD CT)
NA
10/01/1982 - 03/21/1985
FIRST INVESTORS CORPORATION
NA
05/17/1983 - 02/20/1985
ROCHESTER FUND DISTRIBUTORS
IA
Issued 05/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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