Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Ray has over 30 years of experience in the financial services industry. Stephen currently is registered with Cfd Investments, Inc. located in Fairfield, OH. Stephen is a Series 6 licensed representative and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/02/2024 - Present
CFD Investments, Inc. (Fairfield OH)
OH
09/12/2014 - 01/03/2024
SA STONE WEALTH MANAGEMENT INC. (FAIRFIELD OH)
OH
10/30/1998 - 09/12/2014
WRP INVESTMENTS, INC. (FAIRFIELD OH)
GA
04/06/1995 - 09/22/1998
WMA SECURITIES, INC. (DULUTH GA)
MA
07/17/1992 - 04/19/1995
PNMR SECURITIES, INC. (BOSTON MA)
CT
01/27/1988 - 08/29/1990
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
07/09/1985 - 04/23/1988
PRUCO SECURITIES CORPORATION
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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