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Stephen James Materazzi

Fifth Third Securities, Inc.

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About Stephen James Materazzi

Stephen Materazzi is a financial advisor with Fifth Third Securities, Inc. located in Nashville, Tennessee. Stephen has been in the financial services industry since February 2, 1995. Stephen offers a variety of services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Stephen is registered with FINRA and has a Series 7, Series 4, Series 55, Series 63 and SIE licenses. He has been registered with Fifth Third Securities, Inc. since June 23, 2016. Prior to that, Stephen was registered with CETERA INVESTMENT SERVICES LLC, AVONDALE PARTNERS, LLC, KEEFE, BRUYETTE & WOODS, INC., UBS WARBURG LLC, UBS PAINEWEBBER INC. and J.C. BRADFORD & CO.

Firm Information

Stephen Materazzi is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

424 CHURCH ST

NASHVILLE, TN 37219

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Materazzi’s Registration & Firm History

TN

06/23/2016 - Present

Fifth Third Securities, Inc. (NASHVILLE TN)

TN

02/06/2014 - 06/24/2016

CETERA INVESTMENT SERVICES LLC (NASHVILLE TN)

TN

05/26/2009 - 08/19/2013

AVONDALE PARTNERS, LLC (NASHVILLE TN)

NY

12/03/2001 - 04/07/2009

KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)

NY

03/12/2001 - 07/09/2001

UBS WARBURG LLC (NEW YORK NY)

NJ

06/22/2000 - 03/12/2001

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

02/04/1994 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 2/16/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 2/5/1996

Series 4 - Registered Options Principal Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/15/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 2/3/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen James Materazzi.
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