Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen James Lobb is a financial advisor registered with ERG Securities (us) LLC, located in Norwalk, CT. Stephen has over 10 years of experience in the financial services industry. Stephen holds the Series 7, Series 24, Series 63, and Series 99TO licenses, as well as the SIE certification. Stephen is registered in California, Connecticut, Illinois, Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/19/2016 - Present
ERG Securities (us) LLC (Norwalk CT)
NY
09/17/2013 - 06/19/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
03/08/2010 - 09/06/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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