Unclaimed
Stephen Leavey is a registered representative with Pruco Securities, LLC. Stephen has been in the industry since January 13, 2020. Stephen is registered to sell securities in New York and holds the Series 63, Series 6TO, and SIE licenses. Stephen is located at 360 Hamilton Ave, 9th Floor, White Plains, NY 10601.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
01/14/2020 - Present
Pruco Securities, LLC (White Plains NY)
BC
Issued 05/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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