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Stephen James Labrie

Barclays Capital Inc.

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About Stephen James Labrie

Stephen Labrie is a financial advisor with Barclays Capital Inc., located in Boston, Massachusetts. Stephen has been in the financial industry since June 7, 2006, and has a wealth of experience in the industry. Stephen is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Stephen is also a registered representative with the Securities Industry Essentials Examination (SIE). Stephen is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Stephen Labrie is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Labrie’s Registration & Firm History

MA

10/13/2020 - Present

Barclays Capital Inc. (BOSTON MA)

MA

07/10/2018 - 08/28/2020

BMO CAPITAL MARKETS CORP. (BOSTON MA)

MA

06/30/2010 - 06/04/2018

DEUTSCHE BANK SECURITIES INC. (BOSTON MA)

MA

03/02/2009 - 07/01/2010

WEDBUSH SECURITIES INC. (BOSTON MA)

MA

03/20/2006 - 07/08/2009

PACIFIC GROWTH EQUITIES, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 05/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen James Labrie.
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