Unclaimed
Stephen James Hoekstra is a financial advisor at Fidelity Brokerage Services LLC. Stephen has over 10 years of experience in the financial services industry. He is licensed to sell securities in Kentucky, Massachusetts, Texas, and Utah. Stephen holds a Series 7, Series 9, Series 10, Series 63, and SIE license. Stephen is committed to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
09/13/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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