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Stephen James Heinen

THE Leaders Group, Inc.

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About Stephen James Heinen

Stephen Heinen is a financial advisor with The Leaders Group, Inc. Stephen has been in the financial services industry since 1979. He has a diverse background, having previously worked with firms such as ING Financial Partners, Inc., General American Distributors, Inc., Metropolitan Life Insurance Company, MetLife Securities Inc., and Philadelphia Life Asset Planning Company.

Firm Information

Stephen Heinen is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Heinen’s Registration & Firm History

CO

01/02/2014 - Present

THE Leaders Group, Inc. (LITTLETON CO)

TX

03/19/2004 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (FORT WORTH TX)

NY

12/03/2002 - 01/13/2004

GENERAL AMERICAN DISTRIBUTORS, INC. (NEW YORK CITY NY)

NY

05/13/1993 - 01/12/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

05/13/1993 - 08/15/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

IN

10/23/1985 - 11/17/1992

PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)

NA

04/16/1979 - 01/22/1985

CIGNA SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen James Heinen.
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