Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Geis is a financial advisor with over 17 years of experience in the financial services industry. Stephen is currently registered with Osaic Wealth, Inc. and has been with the firm since November 2018. Prior to that, Stephen was with Signator Investors, Inc. for almost a decade. Stephen is a Series 66, Series 7, and SIE licensed professional. Stephen has provided financial planning services to individuals, businesses, and retirement plans, including 401(k)s and IRAs. Stephen is also a licensed insurance agent and has experience working with insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/08/2023 - Present
Osaic Wealth, Inc. (Vero Beach FL)
NJ
07/02/2009 - 11/02/2018
SIGNATOR INVESTORS, INC. (LIVINGSTON NJ)
NJ
05/15/2015 - 06/09/2015
AMERIPRISE FINANCIAL SERVICES, INC. (Hamilton Square NJ)
NJ
01/02/2009 - 07/09/2009
AXA ADVISORS, LLC (HAMILTON TOWNSHIP NJ)
NJ
12/19/2005 - 01/05/2009
SIGNATOR INVESTORS, INC. (HAMILTON NJ)
MN
10/14/2005 - 12/12/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 10/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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