Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen James Francis is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Wilmington, Illinois. Stephen has been in the industry since March 2005. Stephen is registered to offer securities in 24 states and is also a Registered Investment Advisor in Illinois and Texas. Stephen is a Certified Financial Planner™ and offers a wide range of services, including financial planning, portfolio management, and educational seminars. Stephen also owns and operates several other businesses, including Oak Knoll Farm/Francis Bros., Oak Knoll Financial Strategies, LLC, Oak Knoll Insurance Strategies, Inc., Oak Knoll Tax Co. and 200 Block LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
01/21/2015 - Present
Raymond James Financial Services Advisors, Inc. (WILMINGTON IL)
BOTH
Issued 04/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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