Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Flynn is a financial professional with over 18 years of experience in the financial services industry. Stephen is currently registered with HRT Financial LP and holds a Series 7, 24, 55, 57, and 63 licenses. Stephen's previous roles include positions at Barclays Capital Inc., Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Nomura Securities International, Inc., Pershing Trading Company, L.P., and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2020 - Present
HRT Financial LP (New York NY)
NY
08/07/2018 - 12/01/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/07/2009 - 08/15/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/18/2009 - 08/18/2009
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
11/20/2007 - 08/18/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/28/2005 - 11/26/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NJ
04/17/2001 - 08/16/2001
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
05/25/2000 - 04/11/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 12/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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