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Stephen James Fiedler

Columbia Management Investment Distributors, Inc.

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About Stephen James Fiedler

Stephen James Fiedler is a Registered Representative with Columbia Management Investment Distributors, Inc. Stephen Fiedler has been in the industry since 1998. Stephen Fiedler is registered with the state of Massachusetts and has been licensed to sell securities for over 20 years. Stephen Fiedler's previous firms include State Street Global Markets, LLC, Putnam Retail Management Limited Partnership, BankBoston Investor Services, Inc., BayBanks Brokerage Services, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company. Stephen Fiedler holds Series 6, 7, 24, and 63 licenses.

Firm Information

Stephen Fiedler is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Fiedler’s Registration & Firm History

MA

02/23/2016 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

03/16/2012 - 07/09/2014

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

MA

05/05/1999 - 08/04/2010

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MA

11/02/1996 - 04/07/1999

BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)

NA

10/26/1995 - 11/02/1996

BAYBANKS BROKERAGE SERVICES, INC.

MA

12/21/1993 - 08/30/1994

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

12/21/1993 - 08/30/1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

IA

Issued 11/10/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/1997

Series 7 - General Securities Representative Examination

BC

Issued 12/20/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen James Fiedler.
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