Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen James Davis is a financial professional with over 10 years of experience in the securities industry. He is currently registered with Nuveen Securities, LLC and has held previous positions at Cantor Fitzgerald & Co. and Canaccord Genuity Inc. Stephen has a broad range of experience in the financial services industry, having passed multiple industry exams. He is a licensed securities professional in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/30/2022 - Present
Nuveen Securities, LLC (Mullica HIll NJ)
MA
10/31/2012 - 04/20/2021
CANTOR FITZGERALD & CO. (BOSTON MA)
NY
11/04/2009 - 04/24/2012
CANACCORD GENUITY INC. (NEW YORK NY)
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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