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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cooke is an investment advisor representative associated with Ameritas Advisory Services, LLC. Stephen has over 15 years of experience in the financial services industry. Stephen's experience includes working with both individual and institutional clients on their financial planning and investment needs. Stephen is registered with the Securities and Exchange Commission (SEC) and holds a Series 63, 65, and 62 securities licenses as well as the Series 6 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
WA
11/01/2021 - Present
Ameritas Advisory Services, LLC (ISSAQUAH WA)
WA
02/12/2018 - 02/19/2020
MML INVESTORS SERVICES, LLC (ISSAQUAH WA)
WA
02/13/2013 - 02/15/2018
AMERITAS INVESTMENT CORP. (ISSAQUAH WA)
WA
10/25/2010 - 12/21/2012
PRINCOR FINANCIAL SERVICES CORPORATION (SEATTLE WA)
WA
05/10/2010 - 10/06/2010
SYMETRA INVESTMENT SERVICES, INC. (ISSAQUAH WA)
NC
06/22/2006 - 05/27/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
IA
Issued 07/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2016
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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