Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen James Carroll is a financial advisor with Country Capital Management Co. located in Salem, Oregon. Stephen has been a financial advisor since 2009 and has experience in the financial services industry. Stephen is registered to provide securities advice in Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
07/12/2013 - Present
Country Capital Management Co. (Salem OR)
OR
12/14/2012 - 05/09/2013
PRINCOR FINANCIAL SERVICES CORPORATION (SALEM OR)
OR
04/18/2011 - 12/21/2012
LPL FINANCIAL LLC (SALEM OR)
OR
07/09/2009 - 04/25/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (SALEM OR)
BC
Issued 07/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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