Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Jaehoon Kim is a financial professional with over 25 years of experience in the industry. Stephen Kim has a strong track record of success in the financial services industry, with extensive experience in various roles. Stephen Kim is currently a registered representative with Jefferies LLC, a leading global investment banking firm. Prior to joining Jefferies LLC, Stephen Kim held positions at ING Financial Markets LLC, ING Barings LLC and ING BARING (U.S.) SECURITIES, INC. Stephen Kim holds Series 7, 63, 27 and 99TO licenses. Stephen Kim is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2007 - Present
Jefferies LLC (NEW YORK NY)
NY
04/30/2001 - 10/15/2007
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
07/01/1998 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
10/22/1997 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
CA
05/13/1997 - 09/15/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 06/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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