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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen J Valelly is an Investment Advisor Representative with Wealth Enhancement Advisory Services, LLC. Stephen is a seasoned financial professional with over 20 years of experience in the industry. Stephen holds Series 3, 7, 9, 10, 24, 28, 63 and 65 licenses. Stephen is registered with the state of Texas. Before joining Wealth Enhancement Advisory Services, LLC, Stephen was an Investment Advisor Representative at Raymond James & Associates, Inc. Stephen's primary focus is helping individuals and families achieve their financial goals through personalized financial planning and investment management strategies. Stephen also serves as an ERISA 3(38) investment manager for a variety of clients. Stephen is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
TX
02/06/2025 - Present
Wealth Enhancement Advisory Services, LLC (DALLAS TX)
TX
05/15/2013 - 08/03/2018
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
04/23/2010 - 05/16/2013
JEFFERIES LLC (DALLAS TX)
TX
11/23/2005 - 04/29/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
06/27/2000 - 12/01/2005
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
FL
04/06/1993 - 08/03/1994
CORAL ROCK CAPITAL CORP. (MIAMI FL)
NA
10/07/1985 - 01/31/1986
BNP INTERNATIONAL FINANCIAL SERVICES (NORTH AMERICA) CORP.
IA
Issued 03/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/02/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/1993
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
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