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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Schweikart is an investment advisor representative registered with Fidelity Personal And Workplace Advisors in Sunnyvale, California. Stephen has been working in the securities industry since September 9, 2004. Stephen has passed the Series 4, 6, 7, 9, 10, 63, and 66 exams. Stephen is registered with the state of California as a broker-dealer and investment advisor representative. Stephen has 2 approved state registrations and 2 approved investment advisor state registrations. Stephen has a total of 5 approved state registrations. Stephen is also registered with FINRA. Stephen’s current firm, Fidelity Personal And Workplace Advisors, has an approximate asset amount of $1 billion - $10 billion. Stephen has specializations in areas including retirement planning, college savings, estate planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2022 - Present
Fidelity Personal AND Workplace Advisors (SUNNYVALE CA)
MN
06/25/1996 - 03/20/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 06/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/2006
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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