Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rafter is a financial advisor who has been in the industry since November 2009. Stephen is currently registered with LPL Financial LLC in LINTHICUM, MD. Stephen has been registered with LPL Financial LLC since 2017 and has also worked for CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SAGEPOINT FINANCIAL, INC. and PNC INVESTMENTS. Stephen is a registered representative in Delaware, District of Columbia, Maryland, Pennsylvania, Rhode Island, Texas, and Washington. Stephen is also a registered investment advisor representative in Maryland and Texas. Stephen offers a wide range of services, including financial planning, investment management, and consulting. Stephen is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
07/26/2022 - Present
LPL Financial LLC (LINTHICUM MD)
MD
11/20/2017 - 06/14/2018
LPL FINANCIAL LLC (MIDDLETOWN MD)
MD
06/01/2016 - 11/27/2017
CHARLES SCHWAB & CO., INC. (GAITHERSBURG MD)
MD
09/17/2014 - 02/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TIMONIUM MD)
MD
11/05/2013 - 09/02/2014
SAGEPOINT FINANCIAL, INC. (GAITHERSBURG MD)
MD
12/03/2012 - 11/01/2013
PNC INVESTMENTS (BETHESDA MD)
CA
09/13/2011 - 10/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
MD
06/27/2008 - 09/14/2011
EDWARD JONES (FREDERICK MD)
SC
08/24/2007 - 03/06/2008
EDWARD JONES (BLUFFTON SC)
MA
02/05/2007 - 06/05/2007
FIRST INVESTORS CORPORATION (AGAWAN MA)
BOTH
Issued 09/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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