Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Newell is a financial advisor with Schwab Wealth Advisory, Inc. with over 30 years of experience in the financial services industry. Stephen has held various roles throughout his career, including positions at LINSCO/PRIVATE LEDGER CORP., KEY BROKERAGE COMPANY, INC., MONY SECURITIES CORP., THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK, INVEST FINANCIAL CORPORATION, SHEARSON LEHMAN HUTTON INC., E. F. HUTTON & COMPANY INC, and FIRST JERSEY SECURITIES, INC. Stephen holds a Series 7, Series 24, Series 31, and Series 63 license as well as a Series 66 registration. Stephen specializes in providing financial planning, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
AZ
01/02/2020 - Present
Schwab Wealth Advisory, Inc. (PHOENIX AZ)
SC
02/01/1994 - 08/28/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
OH
02/22/1993 - 01/26/1994
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NY
07/27/1990 - 03/19/1993
MONY SECURITIES CORP. (NEW YORK NY)
NY
07/27/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
WI
09/01/1988 - 07/06/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
02/15/1988 - 09/23/1988
SHEARSON LEHMAN HUTTON INC.
NA
11/04/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
12/21/1984 - 10/10/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 12/04/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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