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Stephen J Landa

Mighty OAK Management LLC

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About Stephen J Landa

Stephen Landa is a financial advisor with Mighty Oak Management LLC. Stephen has over 30 years of experience in the financial services industry. Stephen specializes in providing financial planning and consulting services to individuals and high-net-worth individuals. He has also been a successful entrepreneur and business owner and has experience developing and selling plasma converter technology. Stephen is registered to provide investment advice in Connecticut, Massachusetts, New Mexico, New York and Texas.

Firm Information

Stephen Landa is currently registered with Mighty OAK Management LLC. Mighty OAK Management LLC is a registered investment advisor with 4 employees, including 1 licensed agent and 3 investment adviser representatives. They manage approximately $12,000,000 in assets for 60 clients, primarily high-net-worth individuals and individuals other than high-net-worth. They offer financial planning, portfolio management for individuals, and consulting services.

$12.00M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Landa’s Registration & Firm History

CT

10/14/2016 - Present

Mighty OAK Management LLC (EASTON CT)

CT

03/11/2005 - 08/28/2015

INVEST FINANCIAL CORPORATION (EASTON CT)

CT

05/19/2004 - 03/10/2005

GREENWICH GLOBAL, LLC (WILTON CT)

TX

12/14/2004 - 03/08/2005

SIG SECURITIES, L.L.C. (DALLAS TX)

AZ

08/24/2000 - 05/03/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MN

11/11/1991 - 09/05/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/11/1991 - 09/05/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/22/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/02/2001

Series 24 - General Securities Principal Examination

BC

Issued 08/28/2015

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 7 public disclosures for Stephen J Landa. Review regulatory record here.
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