Unclaimed
Stephen J. Kang is a financial professional with over 20 years of experience in the industry. He has been a Registered Representative of Park Avenue Securities LLC since 2005. Stephen Kang has held various positions at several other firms, including Assent LLC, Worldco, LLC, A.B. Watley, Inc. and CIBC Oppenheimer Corp. Stephen J. Kang holds multiple industry licenses including Series 4, 7, 24, 55, 63 and SIE. He is also registered in 52 states and Puerto Rico. Stephen Kang specializes in financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/11/2005 - Present
Park Avenue Securities LLC (NEW YORK NY)
IL
11/15/2004 - 03/11/2005
ASSENT LLC (BOLINGBROOK IL)
NY
09/26/2001 - 12/18/2002
WORLDCO, L.L.C. (NEW YORK NY)
NY
02/04/1998 - 02/05/2001
A.B. WATLEY, INC. (NEW YORK NY)
NY
11/10/1997 - 02/19/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 11/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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