Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Carson is a financial advisor who has been in the industry since June 2000. Stephen currently works at LPL Financial LLC in Wantagh, NY. Stephen has held previous roles at Equity Services, Inc., LPS Capital LLC, OTCEX, LLC, The Vertical Group, Murphy & Durieu, GFI Securities LLC, FIMAT USA, LLC, SG Cowen Securities Corporation, Cowen & Co., and MKI Securities Corp. Stephen is registered to provide investment advice in Maine, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/24/2021 - Present
LPL Financial LLC (WANTAGH NY)
NJ
08/17/2020 - 08/26/2021
EQUITY SERVICES, INC. (RED BANK NJ)
NY
01/09/2018 - 08/02/2018
LPS CAPITAL LLC (NEW YORK NY)
NY
11/30/2017 - 01/08/2018
OTCEX, LLC (NEW YORK NY)
NJ
01/16/2014 - 08/18/2014
THE VERTICAL GROUP (RED BANK NJ)
NY
03/18/2010 - 01/06/2014
MURPHY & DURIEU (NEW YORK NY)
NY
07/27/2005 - 01/25/2010
GFI SECURITIES LLC (NEW YORK NY)
IL
08/01/2000 - 07/13/2005
FIMAT USA, LLC (CHICAGO IL)
NY
07/01/1998 - 08/01/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
11/09/1995 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
11/09/1994 - 10/19/1995
MKI SECURITIES CORP. (NEW YORK NY)
IA
Issued 03/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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