Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Arntson is a financial advisor with J.P. Morgan Securities LLC, a firm that manages over $50 billion in assets. Stephen has been in the industry since 1999 and is licensed to practice in several states. Stephen holds the Series 7, Series 24, Series 52, Series 53, and Series 63 securities licenses. In addition, Stephen has earned the Series 65 license for investment advisors. Stephen focuses on providing portfolio management for individuals and businesses, financial planning, and pension consulting. Stephen's previous experience includes working at firms like Raymond James Financial Services, Inc. and Quest Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
08/16/2022 - Present
J.p. Morgan Securities LLC (SUN CITY AZ)
ND
07/17/2015 - 08/20/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (FARGO ND)
ND
12/01/2006 - 08/11/2015
QUESTAR CAPITAL CORPORATION (FARGO ND)
ND
03/11/2003 - 12/01/2006
USALLIANZ SECURITIES, INC. (FARGO ND)
NY
04/06/1999 - 11/21/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/06/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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