Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen In hee Lee is a financial advisor with RWA Wealth Partners. Stephen has been working in the financial industry since 2002 and has experience with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Stephen is a Certified Financial Planner (CFP®). Stephen is registered with the state of California and Massachusetts. Stephen also provides services such as financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Estate planning, tax return preparation & filing; model provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Model provider fee
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2
CA
11/03/2023 - Present
RWA Wealth Partners (Costa Mesa CA)
CA
04/21/2018 - 07/20/2018
BANCWEST INVESTMENT SERVICES, INC. (MISSION VIEJO CA)
CA
11/01/2012 - 03/18/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)
CA
02/11/2008 - 03/22/2010
UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)
CA
10/26/2006 - 01/28/2008
WACHOVIA SECURITIES, LLC (IRVINE CA)
CA
08/11/2005 - 09/26/2006
WELLS FARGO INVESTMENTS, LLC (COSTA MESA CA)
WI
05/14/2002 - 11/02/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
GA
04/12/2002 - 05/01/2002
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
03/18/2002 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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