Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Dings is an investment advisor representative with over 20 years of experience in the financial services industry. Stephen is currently registered with J.P. MORGAN SECURITIES LLC. Stephen has been with the firm since 03/2022. Prior to that, Stephen worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and RBC CAPITAL MARKETS, LLC. Stephen is also registered as an investment advisor representative with the state of Connecticut. Stephen holds Series 7, 63, and 65 licenses. Stephen's primary business focus is in providing financial planning and investment advisory services to individuals and businesses. Stephen's current firm, J.P. MORGAN SECURITIES LLC, manages over $249 billion in assets for its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
11/16/2022 - Present
J.p. Morgan Securities LLC (Boston MA)
MA
02/08/2019 - 03/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
02/29/2008 - 11/06/2018
RBC CAPITAL MARKETS, LLC (BOSTON MA)
MA
09/19/2006 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (BOSTON MA)
MA
08/16/2004 - 08/14/2006
CIBC WORLD MARKETS CORP. (BOSTON MA)
NY
12/17/2001 - 08/03/2004
HARRIS NESBITT CORP. (NEW YORK NY)
MA
04/02/1998 - 03/17/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
01/20/1998 - 01/29/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 2/20/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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