Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Howard Sands is a financial professional with over 27 years of experience in the securities industry. Stephen currently works at Lazard Freres & Co. LLC, where they have been registered since July 1995. Stephen's previous experience includes a role at Lazard Capital Markets LLC. Stephen holds FINRA Series 7, 24, and 79TO licenses and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/25/1995 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
09/12/2008 - 02/15/2013
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 03/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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