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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Goldstein is a financial advisor with Vanguard Advisers, Inc. located in Malvern, Pennsylvania. Stephen has been in the financial services industry since 2015. Stephen is registered with the state of Pennsylvania and holds the Series 7TO, Series 6, and Series 63 licenses. Stephen also holds the Series 65 license and is registered as an Investment Advisor Representative. Prior to joining Vanguard Advisers, Inc., Stephen was employed by Citizens Securities, Inc., where Stephen held the same registrations. Stephen specializes in providing financial advice to individuals, businesses, high-net-worth individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/31/2022 - Present
Vanguard Advisers, Inc. (MALVERN PA)
PA
09/24/2018 - 07/11/2022
CITIZENS SECURITIES, INC. (Fort Washington PA)
BC
Issued 10/30/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/15/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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