Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Howard Gold is a financial advisor registered with J.P. Morgan Securities LLC since October 2018. Stephen has been in the industry since April 1998. Stephen is licensed to provide financial advice in multiple states, including New Jersey, New York, and Texas. Prior to joining J.P. Morgan Securities LLC, Stephen was employed by Morgan Stanley since June 2009. Stephen specializes in providing investment advice and financial planning services to individuals, corporations, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/08/2018 - Present
J.p. Morgan Securities LLC (WHITE PLAINS NY)
NY
06/01/2009 - 10/09/2018
MORGAN STANLEY (NEW YORK NY)
NY
02/19/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/01/2003 - 03/16/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/01/2002 - 12/15/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
10/15/1998 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/01/1998 - 10/06/1998
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 10/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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