Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hinant Hecker is a financial advisor with over 45 years of experience in the financial services industry. Stephen is currently registered as a Registered Representative (RR) with Prosperity Wealth Management, Inc. located in San Ramon, CA. He also holds licenses in several other states. Stephen has worked for several other firms including Sterne Agee Financial Services, Inc., WRP Investments, Inc. and Connecticut Mutual Life Insurance Company. Stephen is dedicated to providing financial advice and services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
01/06/2020 - Present
Prosperity Wealth Management, Inc. (Centerville OH)
OH
09/12/2014 - 06/07/2016
STERNE AGEE FINANCIAL SERVICES, INC. (DAYTON OH)
OH
06/01/2004 - 09/12/2014
WRP INVESTMENTS, INC. (DAYTON OH)
CT
06/07/1993 - 06/09/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
11/23/1979 - 06/07/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
05/03/1976 - 06/11/1980
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
BC
Issued 02/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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