Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Boohaker is a financial professional who has been in the industry since 1991. Currently, Stephen is registered with Stonex Financial Inc. and is based in Birmingham, Alabama. Stephen has held previous roles with Sterne, Agee & Leach, Inc., and Regions Investment Company, Inc., where he also had an office in Birmingham, Alabama. Stephen has a Series 7, Series 63, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
07/03/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
10/05/2016 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
AL
04/08/2003 - 02/25/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
07/20/1988 - 04/27/2001
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
BC
Issued 04/25/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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