Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Courtney is a registered representative with Prudential Investment Management Services LLC. Stephen has been in the industry since July 15, 1989 and has a total of 51 state registrations. Stephen has passed the Series 7, Series 63, and Series 65 exams. Stephen was previously registered with Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/07/2013 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
12/01/2005 - 02/15/2012
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
07/31/1993 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/25/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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