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Stephen Henry Lynch

Northwestern Mutual Investment Services, LLC

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About Stephen Henry Lynch

Stephen Lynch is a financial professional with over 20 years of experience in the financial services industry. Stephen is currently registered with Northwestern Mutual Investment Services, LLC and holds licenses for Series 3, 7, 55, 63 and SIE exams. Stephen's previous experience includes roles with firms such as Koyote Trading LLC, Opus Trading Fund LLC, Schonfeld Securities, LLC and Ladenburg, Thalmann & Co., Inc. Stephen has experience in investment research, referrals to other advisors and offers investment advisory services. Stephen currently provides services in Arizona, California, Colorado, Connecticut, Florida, Hawaii, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas and Virginia.

Firm Information

Stephen Lynch is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephen Lynch’s Registration & Firm History

NY

12/24/2014 - Present

Northwestern Mutual Investment Services, LLC (POUGHKEEPSIE NY)

NY

10/28/2010 - 01/02/2013

KOYOTE TRADING LLC (NEW YORK NY)

NY

05/09/2006 - 01/08/2008

OPUS TRADING FUND LLC (JERICHO NY)

NY

03/11/2003 - 03/16/2004

SCHONFELD SECURITIES, LLC (JERICHO NY)

NY

11/05/1992 - 03/05/2003

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/04/1994

Series 3 - National Commodity Futures Examination

BC

Issued 11/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Henry Lynch.
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