Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Schott is a financial advisor with over 30 years of experience in the industry. Stephen is currently registered with Captrust as a Registered Representative and Investment Advisor Representative. Previously, Stephen was registered with Wells Fargo Advisors Financial Network, LLC, Robert W. Baird & Co. Incorporated, Legg Mason Wood Walker, Incorporated, Dean Witter Reynolds Inc., Lehman Brothers Inc., Drexel Burnham Lambert Incorporated, and E. F. Hutton & Company Inc. Stephen holds a Series 63, 65, 7, and 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
01/01/2025 - Present
Captrust (North Miami FL)
FL
04/15/2002 - 08/08/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (HOLLYWOOD FL)
WI
04/05/1997 - 05/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MD
06/22/1994 - 03/14/1997
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/18/1991 - 06/06/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/27/1987 - 07/02/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/24/1985 - 08/11/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/03/1984 - 10/04/1985
E. F. HUTTON & COMPANY INC
IA
Issued 04/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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