Unclaimed
Stephen Harold Freund has been in the financial services industry since December 12, 2003. He is currently registered with Nicol Investors Corp. in Granite City, Illinois. Stephen is a registered representative with Series 7 and Series 63 licenses and holds the SIE designation. Stephen has previous experience with several other firms, including BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CUTTER & COMPANY, INC., ING FINANCIAL PARTNERS, INC., VALIC FINANCIAL ADVISORS, INC., THE VARIABLE ANNUITY MARKETING COMPANY, PAINEWEBBER INCORPORATED, and EDWARD D. JONES & CO., L.P. He is registered in Illinois, Missouri, Texas, and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/22/2008 - Present
Nicol Investors Corp. (GRANITE CITY IL)
MO
07/24/2006 - 11/17/2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (ST. LOUIS MO)
MO
03/04/2005 - 05/19/2005
CUTTER & COMPANY, INC. (BALLWIN MO)
CT
05/11/2004 - 07/07/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
TX
06/12/2000 - 05/06/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
06/12/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NJ
04/17/2000 - 07/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
08/21/1998 - 10/01/1998
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 08/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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