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Stephen Harold Freund

Nicol Investors Corp.

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About Stephen Harold Freund

Stephen Harold Freund has been in the financial services industry since December 12, 2003. He is currently registered with Nicol Investors Corp. in Granite City, Illinois. Stephen is a registered representative with Series 7 and Series 63 licenses and holds the SIE designation. Stephen has previous experience with several other firms, including BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC., CUTTER & COMPANY, INC., ING FINANCIAL PARTNERS, INC., VALIC FINANCIAL ADVISORS, INC., THE VARIABLE ANNUITY MARKETING COMPANY, PAINEWEBBER INCORPORATED, and EDWARD D. JONES & CO., L.P. He is registered in Illinois, Missouri, Texas, and Georgia.

Firm Information

Stephen Freund is currently registered with Nicol Investors Corp.. Nicol Investors Corp. is a Corporation formed in August 2002. It is approved and registered in 27 states and holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Freund’s Registration & Firm History

IL

10/22/2008 - Present

Nicol Investors Corp. (GRANITE CITY IL)

MO

07/24/2006 - 11/17/2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (ST. LOUIS MO)

MO

03/04/2005 - 05/19/2005

CUTTER & COMPANY, INC. (BALLWIN MO)

CT

05/11/2004 - 07/07/2004

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

TX

06/12/2000 - 05/06/2004

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

TX

06/12/2000 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

NJ

04/17/2000 - 07/19/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MO

08/21/1998 - 10/01/1998

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Harold Freund.
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