Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harms is a financial advisor registered with Thrivent Investment Management Inc. Stephen has been in the financial industry for over 16 years. Stephen is licensed in California, Colorado, Florida, Kentucky, Montana, Nebraska, New Jersey, North Carolina, Pennsylvania, and Wyoming. Stephen specializes in providing financial advice to individuals and families. Stephen offers a wide range of financial services, including financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/02/2023 - Present
Thrivent Investment Management Inc. (Greenwood Village CO)
BOTH
Issued 08/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Stephen Harms is the right advisor for you? Invested Better is here to help.
