Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Prindle is a financial professional with over 25 years of experience in the industry. He currently holds the position of Registered Representative and Investment Advisor Representative at Lombard Advisers Inc. Prior to joining Lombard Advisers Inc., Stephen held similar roles at IFS Securities and Summit Brokerage Services, Inc. Stephen is a licensed advisor in several states, including Pennsylvania, Maryland, New Jersey, Colorado, Florida, Texas, and Virginia. He has a wide range of experience working with individual investors, families, businesses, charitable organizations, and pension plans. His areas of expertise include portfolio management, financial planning, and selection of other advisors. He strives to provide customized financial solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
04/21/2017 - Present
Lombard Advisers Inc. (York PA)
PA
07/08/2016 - 04/18/2017
IFS SECURITIES (York PA)
PA
06/04/2015 - 07/01/2016
SUMMIT BROKERAGE SERVICES, INC. (YORK PA)
IA
Issued 12/31/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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