Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harausz is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Stephen has been in the industry since October 2, 2006. Stephen has held previous positions at E*TRADE SECURITIES LLC, MORGAN STANLEY, TD AMERITRADE, INC., WELLS FARGO ADVISORS, LLC and AMERIPRISE FINANCIAL SERVICES, INC.. Stephen is licensed to provide financial advice in Arizona, California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Texas, Vermont and Wisconsin. Stephen holds Series 66, SIE and Series 7 licenses. Stephen specializes in Retirement Planning, Mutual Funds, Asset Allocation, Stock Investing and Retirement Income Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/03/2024 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
NY
07/07/2016 - 08/21/2023
E*TRADE SECURITIES LLC (New York NY)
NY
03/24/2023 - 08/17/2023
MORGAN STANLEY (New York NY)
NY
11/22/2010 - 06/23/2016
TD AMERITRADE, INC. (NEW YORK NY)
NY
09/19/2007 - 11/29/2010
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
08/15/2006 - 08/20/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LIVERPOOL NY)
BOTH
Issued 10/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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