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Stephen Halperin Weiss

Prudential Investment Management Services LLC

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About Stephen Halperin Weiss

Stephen Halperin Weiss is a registered representative with Prudential Investment Management Services LLC. Stephen has been in the industry since January 30, 2002. Stephen has experience working at several firms including SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC, BEAR, STEARNS & CO. INC., FIDELITY DISTRIBUTORS CORPORATION, and FIDELITY BROKERAGE SERVICES, INC.. Stephen is licensed to provide financial services in all 50 states.

Firm Information

Stephen Weiss is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Weiss’s Registration & Firm History

MA

07/03/2024 - Present

Prudential Investment Management Services LLC (Boston MA)

MA

12/17/2021 - 04/19/2024

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC (WELLESLEY HILLS MA)

NY

05/08/1998 - 11/10/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

RI

06/28/1991 - 04/10/1997

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

RI

09/05/1989 - 06/26/1991

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 07/29/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 12/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/23/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2016

Series 3 - National Commodity Futures Examination

BC

Issued 10/10/1990

Series 7 - General Securities Representative Examination

BC

Issued 09/01/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Halperin Weiss.
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