Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hague is an active Registered Representative with LPL Financial LLC, located in Newport Beach, CA. Stephen has been in the securities industry since 2013. Stephen has also been registered with Lucia Securities, LLC and Northern Trust Securities, Inc. Stephen specializes in Portfolio Management, Retirement Planning, and Insurance. Stephen can assist clients with a wide range of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/14/2023 - Present
LPL Financial LLC (NEWPORT BEACH CA)
AZ
01/09/2017 - 10/05/2020
LUCIA SECURITIES, LLC (Scottsdale AZ)
IL
05/20/2014 - 10/01/2015
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
07/30/2013 - 01/15/2014
NYLIFE SECURITIES LLC (DOWNERS GROVE IL)
IA
Issued 04/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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