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Stephen H Hooker

VP Distributors LLC

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About Stephen H Hooker

Stephen Hooker is a financial advisor with VP Distributors LLC. Stephen has been in the financial services industry since 1992. Stephen's primary office is located in Hartford, CT. Stephen's professional designations include Series 6, 7, 26, 63, and 66 licenses. Stephen is registered with the state of Connecticut. Stephen has previously been employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PALI CAPITAL, INC., ALADDIN CAPITAL LLC, and PHOENIX EQUITY PLANNING CORPORATION.

Firm Information

Stephen Hooker is currently registered with VP Distributors LLC. VP Distributors LLC is a Limited Liability Company formed on September 30, 2011. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Hooker’s Registration & Firm History

CT

06/23/2011 - Present

VP Distributors LLC (HARTFORD CT)

CT

07/23/2010 - 06/07/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MADISON CT)

NY

05/08/2008 - 03/19/2009

PALI CAPITAL, INC. (NEW YORK NY)

CT

01/25/2006 - 09/14/2007

ALADDIN CAPITAL LLC (STAMFORD CT)

CT

05/27/1999 - 12/02/2005

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

CT

09/28/1992 - 04/16/1999

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 08/03/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

BC

Issued 09/25/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen H Hooker.
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