Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen H. Gitter has been active in the securities industry since January 1981. Stephen is currently registered with Raymond James & Associates, Inc. and has been associated with this firm since August 2020. Previously, Stephen was employed by WELLS FARGO CLEARING SERVICES, LLC from July 2005 to August 2020. Stephen holds the Series 31, Series 63, Series 65, and Series 7 licenses and the SIE designation. Stephen is registered in the following states: Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, and West Virginia. Stephen's professional experience includes portfolio management for businesses, individuals, and investments for retirement plans and other trusts. Stephen has a long history in the financial services industry and is committed to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/04/2020 - Present
Raymond James & Associates, Inc. (PHILADELPHIA PA)
PA
07/29/2005 - 08/26/2020
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
NY
04/03/2000 - 08/03/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/26/1989 - 04/05/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/19/1981 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 07/15/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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